James Shenk is a registered investment advisor, based in Tampa, FL, with 28 years of industry experience.
Location
3030 North Rocky Point Drive West, Suite 700, Tampa, FL, 33607
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Regulatory History (2)
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Customer Dispute
December 2022Settled
Customer Dispute
September 2022Settled
Other Business Activities
James is a consultant and investor in Shenk Distribution, a shot shell ammunition distributor, since September 2023. He has no day-to-day responsibilities and could receive income from product sales.
Employment History
Current Registrations
Independent Financial Partners
July 2024 - Present · 1 yr 10 mos
Ifp Securities, LLC
July 2024 - Present · 1 yr 10 mos
Ifp Securities, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Realta Investment Advisors, INC
August 2015 - July 2024 · 8 yrs 11 mos
Realta Equities, INC.Broker
June 2015 - July 2024 · 9 yrs 1 mo
LPL Financial LLC
August 2006 - June 2015 · 8 yrs 10 mos
LPL Financial LLCBroker
August 2006 - June 2015 · 8 yrs 10 mos
Raymond James Financial Services
March 2003 - August 2006 · 3 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2003 - August 2006 · 3 yrs 6 mos
Wachovia Securities, INC.
January 2001 - February 2003 · 2 yrs 1 mo
Wachovia Securities, INC.Broker
October 1999 - February 2003 · 3 yrs 4 mos
First Union Capital Markets CORP.Broker
May 1997 - October 1999 · 2 yrs 5 mos
State Registrations15 states
CACOCTDEFLKYMAMDNCNJOHPASCVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.