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Dwayne Deatherage

26 Years of Experience
Charlotte, NC
Broker

Dwayne Deatherage is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charlotte, NC, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

15025 Ballancroft Parkway, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dwayne is an associate/employee at Pinnacle Financial Partners, managing investments through Raymond James and receiving referrals from other Pinnacle employees. This activity takes about half of Dwayne's time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2017 - Present · 8 yrs 8 mos
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
May 2014 - November 2017 · 3 yrs 6 mos
LPL Financial LLC
May 2014 - November 2017 · 3 yrs 6 mos
Raymond James Financial Services Advisors, INC
April 2013 - May 2014 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
April 2013 - May 2014 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - April 2013 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2003 - April 2013 · 9 yrs 10 mos
Securian Financial Services, INC.Broker
January 2003 - March 2003 · 2 mos
First Union Securities, INC.Broker
October 2000 - April 2001 · 6 mos
First Union Brokerage Services, INC.Broker
May 2000 - October 2000 · 5 mos
Ascend Financial Services, INC.Broker
June 1997 - May 2000 · 2 yrs 11 mos
State Registrations12 states
ALCAFLGAINKYMDMTNCSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dwayne Deatherage - Financial Advisor | TrueAdvisor