LC
LC

Luciana Cruz

21 Years of Experience
Coral Gables, FL
Broker

Luciana Cruz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Coral Gables, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

141 Miracle Mile, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
October 2015 - April 2024 · 8 yrs 6 mos
Morgan Stanley
October 2015 - April 2024 · 8 yrs 6 mos
Hsbc Securities (USA) INC.
February 2007 - November 2015 · 8 yrs 9 mos
Hsbc Securities (USA) INC.Broker
January 2005 - November 2015 · 10 yrs 10 mos
Hsbc Brokerage (USA) INC.Broker
August 2004 - January 2005 · 5 mos
State Registrations12 states
CTDCDEFLGAILMINJNYPAPRTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.