Steven Simmons
Steven Simmons is a registered investment advisor at Osaic Wealth, INC., based in San Diego, CA, with 28 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3131 Camino Del Rio North, Suite 270, San Diego, CA, 92108
Get directionsHistory
Regulatory History (1)
Criminal
December 1981Other Business ActivitiesSells Insurance
Steven is a statutory agent involved in the sale of life and health insurance products, dedicating a few hours per week. He also provides estate planning services and works for ICM Real Estate originating mortgage loans, each taking a few hours per week. Steven is also an employee of Independent Capital Management, working nearly full-time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.