KL
KL
Kevin Lockaby
19 Years of Experience
Fort Worth, TX
2 DisclosuresBroker
Kevin Lockaby is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fort Worth, TX, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
8001 Boat Club Road, Suite A, Fort Worth, TX, 76179
Get directionsHistory
Regulatory History (2)
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Financial
March 2020Final
Customer Dispute
September 2010Denied
Other Business Activities
Kevin works as a financial advisor for Pinnacle Bank and Pinnacle Bank Wealth Advisors, using the Raymond James FID platform. These roles take about half of Kevin's time each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2012 - Present · 13 yrs 9 mos
Raymond James Financial Services, INC.Broker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Bbva Wealth Solutions INC.
October 2010 - June 2012 · 1 yr 8 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INCBroker
December 2008 - June 2012 · 3 yrs 6 mos
Bbva Compass Investment Solutions, INC.
December 2008 - July 2010 · 1 yr 7 mos
Wachovia Securities, LLC
April 2008 - December 2008 · 8 mos
Wachovia Securities, LLCBroker
October 2007 - December 2008 · 1 yr 2 mos
Princor Financial Services CorporationBroker
October 1997 - March 1999 · 1 yr 5 mos
Primeline Securities CORP.Broker
May 1997 - September 1997 · 4 mos
State Registrations8 states
AZCACOFLMIOKTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.