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Daniel Boehm

LPL Financial LLC
15 Years of Experience
Concord, NC
1 DisclosureBroker
View SEC Summary
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Daniel Boehm is a registered investment advisor at LPL Financial LLC, based in Concord, NC, with 15 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

57 Union Street S, Suite 125, Concord, NC, 28025

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History

Regulatory History (1)
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Criminal
November 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
June 2026 - Present · 4 mos
LPL Financial LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Edward Jones
January 2012 - June 2026 · 14 yrs 5 mos
Edward JonesBroker
December 2011 - June 2026 · 14 yrs 6 mos
Schneider Securities, INC.Broker
September 1998 - November 1998 · 2 mos
Cibc Oppenheimer CORP.Broker
February 1998 - September 1998 · 7 mos
Millennium Securities CORP.Broker
August 1997 - January 1998 · 5 mos
State Registrations19 states
AKALCACOFLGAIDINKYLANCNJNYOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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