Michael Mccormick is a registered investment advisor, based in Sun City, FL, with 27 years of industry experience.
Location
1601 Rickenbacker Dr Ste 1, Sun City, FL, 33573
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2024 - Present · 1 yr 11 mos
Cetera Wealth Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
June 2018 - July 2024 · 6 yrs 1 mo
Ameriprise Financial Services, LLC
June 2018 - July 2024 · 6 yrs 1 mo
Guggenheim Funds Distributors, LLCBroker
October 2014 - May 2018 · 3 yrs 7 mos
Guggenheim Investments
October 2014 - May 2018 · 3 yrs 7 mos
Advisors Asset Management, INC.
January 2010 - October 2014 · 4 yrs 9 mos
Advisors Asset Management, INC.Broker
January 2010 - October 2014 · 4 yrs 9 mos
Van Kampen Advisors INC
February 2006 - January 2010 · 3 yrs 11 mos
Van Kampen Funds INC.Broker
January 2006 - January 2010 · 4 yrs
Morgan Stanley
December 2004 - January 2006 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
May 2004 - January 2006 · 1 yr 8 mos
Blackrock Investments, INC.Broker
February 2003 - January 2004 · 11 mos
Morgan Stanley Dw INC.Broker
April 1998 - February 2003 · 4 yrs 10 mos
Chatfield Dean & CO., INC.Broker
June 1997 - July 1997 · 1 mo
Joseph Charles & Assoc., INC.Broker
April 1997 - July 1997 · 3 mos
State Registrations21 states
COCTFLGAIAILMAMDMEMIMNNHNJNMNYOHOKPATXVAWI
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Exams
No exam information available for this advisor.