DC
DC

Daniel Chambers

27 Years of Experience
Chicago, IL
Broker

Daniel Chambers is a registered investment advisor, based in Chicago, IL, with 27 years of industry experience.

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Securities, LLCBroker
September 2015 - Present · 10 yrs 10 mos
Nuveen Asset Management, LLC
September 2015 - Present · 10 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2008 - April 2014 · 5 yrs 9 mos
Wells Fargo Advisors, LLC
July 2008 - April 2014 · 5 yrs 9 mos
Phoenix Equity Planning CorporationBroker
October 2006 - July 2008 · 1 yr 9 mos
Sovereign Asset Management LLC
September 2003 - October 2006 · 3 yrs 1 mo
John Hancock Advisers, LLC
September 2003 - October 2006 · 3 yrs 1 mo
John Hancock Funds, LLCBroker
June 2003 - October 2006 · 3 yrs 4 mos
Invesco Distributors, INC.Broker
March 2002 - May 2003 · 1 yr 2 mos
Seligman Advisors, INC.Broker
September 1999 - March 2002 · 2 yrs 6 mos
Van Kampen Funds INC.Broker
April 1997 - October 1999 · 2 yrs 6 mos
State Registrations2 states
CAIL
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Chambers - Financial Advisor | TrueAdvisor