Todd Sowpel is a registered investment advisor, based in Sanford, FL, with 26 years of industry experience.
Location
Sanford, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
April 2017 - January 2018 · 9 mos
Bb&t Securities, LLCBroker
February 2017 - February 2021 · 4 yrs
Bb&t Investment Services, INC.Broker
January 2017 - January 2018 · 1 yr
Pershing Advisor Solutions LLCBroker
January 2006 - January 2017 · 11 yrs
Wachovia Securities, LLCBroker
June 2003 - February 2004 · 8 mos
Refco Securities, LLCBroker
July 2001 - December 2002 · 1 yr 5 mos
Csfbdirect, INC.Broker
August 1997 - May 2001 · 3 yrs 9 mos
Investors Associates, INC.Broker
May 1997 - June 1997 · 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.