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Michelle Moore

28 Years of Experience
Pasadena, CA
Broker

Michelle Moore is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michelle works part-time for the Los Angeles School District as a vocational teacher, providing bank teller training to high school students. This takes minimal time, between 2-10 hours per month.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2016 - Present · 9 yrs 6 mos
Raymond James & Associates, INC.
May 2013 - Present · 13 yrs
Raymond James & Associates, INC.Broker
May 2013 - Present · 13 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2013 · 3 yrs 7 mos
Banc of America Investment Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
Ba Investment Services, INC.Broker
April 1997 - July 1999 · 2 yrs 3 mos
State Registrations13 states
AZCACTFLIDNCNVNYPATXVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michelle Moore - Financial Advisor | TrueAdvisor