Robert Baker

Colorado Financial Service Corporation

27 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Financial Planning & CoachingInvestment ManagementRetirement PlanningHigh Net Worth

Colorado Financial Service Corporation

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

19 advisors

Number of Clients

126 clients

Average Client Portfolio

$543K average

Assets Under Management

$68.5M

Fee Structure

Minimum Investment:None

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $100K	2.50%
$100K - $500K	2.00%
$500K - $1.0M	1.75%
$1.0M - $2.5M	1.50%
$2.5M+	1.50%

Fees negotiable for accounts over $2,500,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Wildomar, CA

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

March 2011

Customer Dispute

February 2009

Closed-No Action

Customer Dispute

February 2009

Closed-No Action

Customer Dispute

January 1999

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Colorado Financial Service Corporation

August 2025 - Present · 6 mos

Colorado Financial Service Corporation

August 2025 - Present · 6 mos

Colorado Financial Service CorporationBroker

August 2025 - Present · 6 mos

Previous Registrations

Stirlingshire Investments

May 2024 - September 2025 · 1 yr 4 mos

Stirlingshire InvestmentsBroker

January 2023 - September 2025 · 2 yrs 8 mos

TradingblockBroker

January 2016 - December 2022 · 6 yrs 11 mos

Sunstreet Securities, LLCBroker

January 2012 - December 2015 · 3 yrs 11 mos

Brokersxpress LLCBroker

April 2009 - January 2012 · 2 yrs 9 mos

Wedbush Morgan Securities INC.Broker

June 2007 - April 2009 · 1 yr 10 mos

Brookstreet Securities CorporationBroker

March 2007 - June 2007 · 3 mos

Quest Capital Strategies, INC.Broker

February 1999 - March 2007 · 8 yrs 1 mo

Interfirst Capital CorporationBroker

April 1998 - February 1999 · 10 mos

Income Network CompanyBroker

June 1997 - October 1997 · 4 mos

Interfirst Capital CorporationBroker

May 1997 - May 1997 · 0 mos

State Registrations2 states

CACO

AdvisorBrokerBoth

Exams

No exam information available for this advisor.