RB
RB
Robert Baker
28 Years of Experience
Misson Viejo, CA
5 DisclosuresBroker
Robert Baker is a registered investment advisor at Colorado Financial Service Corporation, based in Misson Viejo, CA, with 28 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
188 clients
Average Client Portfolio
$447K average
Assets Under Management
$84.1M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees are negotiable. Amounts over $2,500,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
26050 Acero #304, Misson Viejo, CA, 92691
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2026Pending
Judgment / Lien
March 2011Customer Dispute
February 2009Closed-No Action
Customer Dispute
February 2009Closed-No Action
Customer Dispute
January 1999Settled
Employment History
Current Registrations
Colorado Financial Service Corporation
August 2025 - Present · 1 yr 2 mos
Colorado Financial Service Corporation
August 2025 - Present · 1 yr 2 mos
Colorado Financial Service CorporationBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Stirlingshire Investments
May 2024 - September 2025 · 1 yr 4 mos
Stirlingshire InvestmentsBroker
January 2023 - September 2025 · 2 yrs 8 mos
TradingblockBroker
January 2016 - December 2022 · 6 yrs 11 mos
Sunstreet Securities, LLCBroker
January 2012 - December 2015 · 3 yrs 11 mos
Brokersxpress LLCBroker
April 2009 - January 2012 · 2 yrs 9 mos
Wedbush Morgan Securities INC.Broker
June 2007 - April 2009 · 1 yr 10 mos
Brookstreet Securities CorporationBroker
March 2007 - June 2007 · 3 mos
Quest Capital Strategies, INC.Broker
February 1999 - March 2007 · 8 yrs 1 mo
Interfirst Capital CorporationBroker
April 1998 - February 1999 · 10 mos
Income Network CompanyBroker
June 1997 - October 1997 · 4 mos
Interfirst Capital CorporationBroker
May 1997 - May 1997 · 0 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.