YC
YC
Yvonne Cole
27 Years of Experience
Farmington Hills, MI
1 DisclosureBroker
Yvonne Cole is a registered investment advisor at Morgan Stanley, based in Farmington Hills, MI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
35055 West Twelve Mile Road, Suite 101, Farmington Hills, MI, 48331
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
February 2016 - Present · 10 yrs 3 mos
Morgan Stanley
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - February 2016 · 3 yrs 4 mos
J.P. Morgan Securities LLC
October 2012 - February 2016 · 3 yrs 4 mos
Chase Investment Services CORP.
January 2008 - October 2012 · 4 yrs 9 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
March 1999 - July 2005 · 6 yrs 4 mos
State Registrations35 states
ALARAZCACOCTDCFLGAILINKSKYLAMAMDMEMIMNMOMSNCNHNMNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.