GH
GH

Garth Holbert

28 Years of Experience
Spokane, WA
1 DisclosureBroker

Garth Holbert is a registered investment advisor at RBC Capital Markets, LLC, based in Spokane, WA, with 28 years of industry experience. Garth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

601 West Main Avenue, Suite 1215, Spokane, WA, 99201-0615

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Settled
Other Business Activities

Garth owns rental property since 2008, dedicating minimal time. He also owns and actively manages Holbert Ag Enterprises, a ranching and farming operation, dedicating a few hours per week to cattle operations, land purchases, and general farming/ranching duties.

Employment History
Current Registrations
RBC Capital Markets, LLC
March 2000 - Present · 26 yrs 6 mos
RBC Capital Markets, LLC
March 1998 - Present · 28 yrs 6 mos
RBC Capital Markets, LLCBroker
March 1998 - Present · 28 yrs 6 mos
Previous Registrations
Dain Rauscher IncorporatedBroker
June 1997 - March 1998 · 9 mos
State Registrations44 states
AKALARAZCACODCDEFLGAHIIDILINKSKYLAMAMDMEMIMNMSMTNCNENJNMNVNYOHOKORPARISCSDTXUTVAVirgin IslandsWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Garth Holbert - Financial Advisor | TrueAdvisor