David Espinoza is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4630 N Loop 1604 W #215, San Antonio, TX, 78249-1373
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates nePara Group, Inc. as a DBA for his LPL business, dedicating nearly full-time hours. He also operates nePara Wealth Management as another DBA for his LPL business, spending about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Swbc Investment Services, LLCBroker
Swbc Investment Company
LPL Financial Corporation
LPL Financial CorporationBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
USAA Investment Management Company
USAA Investment Management CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.