Stephen Tucker
Stephen Tucker is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Reston, VA, with 28 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11921 Freedom Dr Ste 550, Reston, VA, 20190
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2009Regulatory
May 1998Criminal
February 1987Other Business ActivitiesSells Insurance
Stephen is an insurance agent selling life, health, disability, annuities, and long-term care products, dedicating a few hours per week. He also owns Potomac Asset Strategies, a DBA for financial services, spending about a quarter of his time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
First Union Brokerage Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.