Raymond Stacy
Raymond Stacy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Fort Mitchell, KY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
300 Buttermilk Pike, Fort Mitchell, KY, 41017
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2008Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Raymond is a co-trustee for an irrevocable life insurance trust, dedicating minimal time annually. He also teaches financial planning at a local college and is a general partner/managing member of a family LLC for future investments and estate planning.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.