James Mayes
James Mayes is a registered investment advisor at Alexander Capital Wealth Management LLC, based in Azusa, CA, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 621 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ACWM offers investment management through wrap fee programs. The annual management fee is negotiated with each client and ranges from 0.25% to 2.00% of the value of your portfolio. The fee includes money management, certain transaction costs, and custodial and administrative costs. There is no minimum fee for investing on the Envestnet | Placemark platform. The advisory fee is negotiable, depending on individual client circumstances. In some cases, ACWM may charge a fixed fee for portfolio management, which will be negotiable.
Location
Azusa, CA
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Regulatory History (1)
Customer Dispute
March 2023Other Business ActivitiesSells Insurance
James is an agent selling accident & health and life insurance. He also spends about 10-20% of his time as a minister and 50% owner of AMAYESINC SERVICES S CORP, involved in ministry, book sales/writing, and speaking engagements.
Employment History
Current Registrations
Alexander Capital Wealth Management LLC
Alexander Capital, L.P.
Alexander Capital, L.P.Broker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
Financial West GroupBroker
Financial West GroupBroker
First Allied Securities, INC.Broker
Prime Pacific Financial CorporationBroker
Prime Pacific Financial CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.