Osbert Haynes
Osbert Haynes is a registered investment advisor at Network 1 Financial Advisors INC., based in Somerset, NJ, with 28 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 56 clients with $41M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Network 1 Financial Advisors charges an annual investment management fee based on the investment strategy used and the representative who brought you to the firm. The fee is calculated as a percentage of your assets.
- Allocation among mutual funds only: 0.75% of assets under management.
- All other allocation strategies: Up to 1.50% of assets under management. This includes strategies using SEI Investments Company's Managed Account Program and Integrated Managed Account Program, and AssetMark, Inc.'s investment platform.
An additional amount is added for the investment advisor representative, resulting in a total charge between 1.25% and 2.50%. This fee is pro-rated and paid quarterly, based on the market value of your assets at the end of the quarter. The firm may charge a lower fee at its discretion.
Location
Somerset, NJ
Get directionsHistory
Regulatory History (12)
Criminal
October 2018Judgment / Lien
February 2018Customer Dispute
August 2017Customer Dispute
December 2015Judgment / Lien
September 2014Judgment / Lien
October 2013Regulatory
August 2013Judgment / Lien
March 2012Judgment / Lien
July 2008Judgment / Lien
April 2007Judgment / Lien
May 2006Customer Dispute
August 2004Other Business Activities
Osbert works as an Investment Advisor at Network 1 Financial Advisors, Inc., dedicating about 10-20% of his time. This activity is investment-related.
Employment History
Current Registrations
Network 1 Financial Advisors INC.
Network 1 Financial Securities INC.Broker
Previous Registrations
Network 1 Financial Advisors INC.
Laidlaw & Company (UK) LTD.Broker
John Thomas FinancialBroker
Spartan Capital Securities, LLCBroker
Avalon Partners, INC.Broker
Ekn Financial Services INC.Broker
Avalon Partners, INC.Broker
Thomas Fletcher & Company, INC.Broker
Fordham Financial Management, INC.Broker
Keaton Financial Services, INC.Broker
PHD CapitalBroker
Andrew Garrett, INC.Broker
Royce Investment Group, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.