JM
JM

John Madden

29 Years of Experience
Austin, TX
5 DisclosuresBroker

John Madden is a registered investment advisor at Wells Fargo Advisors, based in Austin, TX, with 29 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3738 Bee Caves Rd, Austin, TX, 78746

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Denied
Customer Dispute
March 2009
Denied
Customer Dispute
March 2009
Settled
Customer Dispute
February 2008
Denied
Customer Dispute
October 2007
Settled
Other Business Activities

John is a 50% owner of Austin Leather Gallery LLC, dedicating minimal time as a silent partner. He also owns a rental condo in Port Aransas, TX, spending minimal time on it.

Employment History
Current Registrations
Wells Fargo Advisors
April 2009 - Present · 17 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.Broker
October 2004 - March 2009 · 4 yrs 5 mos
Banc of America Investment Services, INC.
October 2004 - March 2009 · 4 yrs 5 mos
Quick & Reilly, INC.
January 2003 - October 2004 · 1 yr 9 mos
Quick & Reilly, INC.Broker
January 2003 - October 2004 · 1 yr 9 mos
Fidelity Brokerage Services LLCBroker
May 1997 - March 2003 · 5 yrs 10 mos
State Registrations36 states
ALAZCACOCTFLGAIAIDILINKSKYLAMAMDMEMOMSMTNCNMNVNYOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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