BT
BT
Brett Thompson
28 Years of Experience
Tallahassee, FL
1 DisclosureBroker
Brett Thompson is a registered investment advisor at Raymond James & Associates, INC., based in Tallahassee, FL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2846 Remington Green Cir, Ste A, Tallahassee, FL, 32308
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2007Settled
Other Business Activities
Brett is a passive investor in Meridian Oil and Gas since 2006. This activity is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2006 - Present · 20 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2006 - Present · 20 yrs 8 mos
Previous Registrations
Wachovia Securities, LLC
December 2000 - February 2006 · 5 yrs 2 mos
Wachovia Securities, LLCBroker
December 2000 - February 2006 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - December 2000 · 3 yrs 4 mos
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.