Thomas Carlsen
Thomas Carlsen is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Lancaster, NY, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5580 Broadway, Lancaster, NY, 14086
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Regulatory History (2)
Customer Dispute
July 2015Customer Dispute
May 2010Other Business ActivitiesSells Insurance
Thomas is a statutory agent involved in insurance review, and an investment advisor representative with SagePoint Financial, spending about half his time managing portfolios. He also serves as President of the Lancaster Football Alumni Booster Club and is a Notary Public.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Advest, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.