Gregory Kaplan
Gregory Kaplan is a CFA-designated registered investment advisor at Jefferies Investment Advisers LLC, based in San Francisco, CA, with 17 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
101 California Street, 31st Floor, San Francisco, CA, 94111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Jefferies Investment Advisers LLC
Jefferies LLCBroker
Jefferies LLC
Previous Registrations
Leucadia Asset Management LLC
City National Rochdale
Cnr Securities, LLCBroker
Ramius Securities, L.L.C.Broker
Robertson Stephens, INC.
Robertson Stephens, INC.Broker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
State Registrations53 states
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