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Artemio Mercado

29 Years of Experience
Hollywood, FL
2 DisclosuresBroker

Artemio Mercado is a registered investment advisor at Wells Fargo Advisors, based in Hollywood, FL, with 29 years of industry experience. Artemio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3325 Hollywood Blvd, Hollywood, FL, 33021

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Denied
Customer Dispute
August 2013
Denied
Other Business Activities

Artemio sells new and secondhand fashion on Poshmark since 2022. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
September 2015 - Present · 11 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - September 2015 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2015 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
January 2009 - October 2012 · 3 yrs 9 mos
Chase Investment Services CORP.
January 2009 - October 2012 · 3 yrs 9 mos
Ladenburg Thalmann Asset Management INC
September 2004 - December 2008 · 4 yrs 3 mos
Ladenburg Thalmann & CO. INC.Broker
November 2002 - December 2008 · 6 yrs 1 mo
Ladenburg Capital Management INC.Broker
August 1998 - November 2002 · 4 yrs 3 mos
Barington Capital Group, L.P.Broker
June 1998 - August 1998 · 2 mos
D. H. Blair & CO., INC.Broker
June 1997 - April 1998 · 10 mos
State Registrations8 states
CADEFLGANJOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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