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Eric Frappier

Wells Fargo Advisors
20 Years of Experience
Providence, RI
1 DisclosureBroker
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Eric Frappier is a registered investment advisor at Wells Fargo Advisors, based in Providence, RI, with 20 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 Citizens Plz Ste 520, Providence, RI, 02903

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
July 2022 - Present · 4 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2019 - September 2021 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
April 2019 - September 2021 · 2 yrs 5 mos
Citizens Securities, INC.
April 2016 - March 2019 · 2 yrs 11 mos
Citizens Securities, INC.
November 2015 - November 2015 · 0 mos
Citizens Securities, INC.Broker
May 2015 - March 2019 · 3 yrs 10 mos
Columbia Management Investment Distributors, INC.Broker
October 2013 - February 2015 · 1 yr 4 mos
Putnam Retail Management Limited PartnershipBroker
September 1997 - June 2006 · 8 yrs 9 mos
State Registrations32 states
AZCACOCTDCDEFLGAHIIDILINKSMAMDMEMIMNNCNHNJNMNYOHOKPARISCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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