DM
CFP · ChFC
DM
CFP · ChFC

Dennis Miller

28 Years of Experience
Melville, NY
2 DisclosuresBroker

Dennis Miller is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 28 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

48 S Service Rd Ste 403, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Denied
Customer Dispute
July 2002
Denied
Other Business Activities

Dennis owns another business since 2005 and participates in a lunch networking group called Capital Partners since 2021, serving as a meeting facilitator. Both activities require minimal time and are not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2016 - Present · 9 yrs 5 mos
Ameriprise Financial Services, LLC
June 1997 - Present · 28 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 1997 - Present · 28 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1997 - July 2006 · 9 yrs 1 mo
State Registrations25 states
ALAZCACOCTDCDEFLILLAMAMDMINCNHNJNVNYORPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Miller - Financial Advisor | TrueAdvisor