Richard Rawlins is a CFP-designated registered investment advisor, based in Southlake, TX, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
541 Silicon Dr, Ste 101, Southlake, TX, 76092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a board member for Young Life, spending a few hours per week. He is also the CEO/board member of Fairpointe Wealth Partners, LLC, dedicating about a quarter of his time, and a financial professional for Fairpointe Wealth Advisors, spending about 10-20% of his time. Finally, he has a holding company with minimal time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
H.D. Vest Advisory Services, INC
Avantax Investment Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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