CT
CT
Christopher Thomas is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 13 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
December 2023 - Present · 2 yrs 5 mos
Neuberger Berman Bd LLC
March 2023 - Present · 3 yrs 2 mos
Neuberger Berman Bd LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Deam Investor Services, INC.Broker
April 2007 - December 2010 · 3 yrs 8 mos
Abn Amro IncorporatedBroker
February 2006 - March 2007 · 1 yr 1 mo
J.P. Morgan Securities INC.Broker
December 2004 - March 2006 · 1 yr 3 mos
Chase Investment Services CORP.Broker
March 2002 - July 2004 · 2 yrs 4 mos
Brown & Company Securities CorporationBroker
February 1999 - June 2001 · 2 yrs 4 mos
The J.B. Sutton Group, LLCBroker
January 1998 - May 1998 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.