Kevin Koch
Kevin Koch is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 28 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales, 153 E. 53rd St, New York, NY, 10022
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Regulatory History (7)
Customer Dispute
January 2021Customer Dispute
November 2010Customer Dispute
August 2010Customer Dispute
August 2008Customer Dispute
April 2005Customer Dispute
July 2001Customer Dispute
March 2000Other Business Activities
Kevin owns multiple rental properties in Florida and New York. He spends minimal time on these properties, primarily for paying bills or leisure.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citicorp Investment Services
Citicorp Investment ServicesBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Prudential Securities IncorporatedBroker
Salomon Smith Barney INC.Broker
Republic Financial Services CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.