Christopher Cox
Christopher Cox is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2600 Tower Oaks Blvd #220, Rockville, MD, 20852-4218
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2003Customer Dispute
March 2001Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Christopher has several business activities, including serving as owner of Cage, LLC, Maryland Financial Group, Kokyuho DBA Washington Karate Academy, and DBAs for LPL business. He also sells non-variable insurance products, including fixed annuities, disability insurance (DI), and long-term care insurance (LTC).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Maryland Financial Group, INC.
Fsc Securities CorporationBroker
Multi-Financial Securities CorporationBroker
Financial Concepts Unlimited, INC.
Ifg Network Securities, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Dean Witter Reynolds INC.Broker
Josephthal & CO., INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.