Paul Faidley is a ChFC-designated registered investment advisor, based in Fort Worth, TX, with 29 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3211 W. 4th Street, Fort Worth, TX, 76107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is a partner at Gus Bates Financial Services, where he works full-time as a registered representative through Kestra Investment Services, offering insurance and investment advisory services. He also works full-time as an Investment Advisor Representative (IAR) with Kestra Advisory Services, providing investment advice to clients.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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