EM
EM

Edward Monaghan

28 Years of Experience
Wilson, NC
2 DisclosuresBroker

Edward Monaghan is a registered investment advisor, based in Wilson, NC, with 28 years of industry experience.

Location

2860-E Ward Blvd, Wilson, NC, 27893

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Customer Dispute
July 2002
Denied
Other Business Activities

Edward is a manager at Riverlab Farms, LLC and Kelbo Farms, LLC, both involved in farmland operation and timber management, dedicating minimal time to each. He also serves as treasurer and secretary for Brentwood Office Park POA, spending a few hours per week on these duties.

Employment History
Current Registrations
Capital Investment Group, INC.
April 2017 - Present · 9 yrs 1 mo
Capital Investment Advisory Services, LLC
April 2017 - Present · 9 yrs 1 mo
Capital Investment Group, INC.Broker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2006 - April 2017 · 10 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
June 2001 - April 2017 · 15 yrs 10 mos
Uvest Investment ServicesBroker
April 1998 - May 2001 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
June 1997 - April 1998 · 10 mos
State Registrations6 states
FLGAMINCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.