Scott Brody is a registered investment advisor, based in El Segundo, CA, with 27 years of industry experience.
Location
222 Sepulveda Blvd., 10-124, El Segundo, CA, 90245
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Regulatory History (1)
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Criminal
February 1993Final Disposition
Employment History
Current Registrations
Vf Securities
July 2022 - Present · 3 yrs 10 mos
Vf SecuritiesBroker
July 2022 - Present · 3 yrs 10 mos
Vested Finance
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cnr Securities, LLCBroker
January 2014 - February 2022 · 8 yrs 1 mo
Symphonic Securities LLCBroker
January 2014 - February 2022 · 8 yrs 1 mo
City National Securities, INC.
August 2012 - February 2022 · 9 yrs 6 mos
City National Securities, INC.Broker
August 2012 - February 2022 · 9 yrs 6 mos
Tcw Funds DistributorsBroker
December 2010 - August 2012 · 1 yr 8 mos
Metropolitan West Asset Management LLC
December 2009 - August 2012 · 2 yrs 8 mos
Mwam Distributors, LLCBroker
December 2009 - December 2010 · 1 yr
Associated Securities CORP.
June 2009 - November 2009 · 5 mos
Associated Planners Investment Advisory INC
March 2006 - December 2009 · 3 yrs 9 mos
Associated Securities CORP.Broker
January 2006 - November 2009 · 3 yrs 10 mos
Financial Network Investment CorporationBroker
January 2005 - January 2006 · 1 yr
Financial Network Investment Corporation
January 2005 - February 2005 · 1 mo
Cuso Financial Services, L.P.
April 2003 - January 2005 · 1 yr 9 mos
Cuso Financial Services, L.P.Broker
August 2002 - January 2005 · 2 yrs 5 mos
E*trade Securities, IncorporatedBroker
October 1997 - May 2001 · 3 yrs 7 mos
State Registrations6 states
CAFLGANJTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.