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Heather Branch

Wells Fargo Advisors
18 Years of Experience
Daphne, AL
1 DisclosureBroker
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Heather Branch is a registered investment advisor at Wells Fargo Advisors, based in Daphne, AL, with 18 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2535 Us Hwy 98, Daphne, AL, 36526

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2019 - Present · 7 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2019 - May 2019 · 0 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2018 - April 2019 · 4 mos
Stifel, Nicolaus & Company, Incorporated
December 2018 - April 2019 · 4 mos
Raymond James & Associates, INC.
February 2014 - November 2018 · 4 yrs 9 mos
Raymond James & Associates, INC.Broker
February 2014 - November 2018 · 4 yrs 9 mos
Investment Professionals, INC.Broker
November 2012 - February 2014 · 1 yr 3 mos
Investment Professionals, INC.
November 2012 - February 2014 · 1 yr 3 mos
Edward Jones
February 2012 - November 2012 · 9 mos
Edward JonesBroker
March 2011 - November 2012 · 1 yr 8 mos
Morgan Keegan & Company, INC.
December 2008 - February 2011 · 2 yrs 2 mos
Morgan Keegan & Company, INC.Broker
July 2008 - February 2011 · 2 yrs 7 mos
State Registrations41 states
AKALARAZCACOCTDCFLGAIAIDILINKSKYLAMDMIMNMOMSNCNJNMNVNYOHOKORPARISCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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