Scott Smith
Scott Smith is a registered investment advisor at Independent Financial Group, LLC, based in Fresno, CA, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1318 East Shaw Avenue, Suite 200, Fresno, CA, 93710
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a Registered Representative at Capital Financial & Services, Inc., spending nearly full-time on securities trading. He is also a co-owner of Abigail's Candy Shop and a CA insurance agent offering life insurance, dedicating minimal time to the latter.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Russian River Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.