Joseph Pigot is a registered investment advisor at LPL Financial LLC, based in Holyoke, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1669 Northampton Street, Holyoke, MA, 01040
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph operates Flynn Financial Partners and Dowd Wealth Management as DBAs for his LPL business. He also provides investment advisory services through Private Advisor Group, spending well over full-time hours on these activities.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Gwfs Equities, INC.Broker
Princor Financial Services CorporationBroker
Gwfs Equities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Princor Financial Services CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.