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Dennis Latham

28 Years of Experience
Easley, SC
Broker

Dennis Latham is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Easley, SC, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

6602 Calhoun Memorial Highway, Easley, SC, 29640

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis is involved in several business activities, including owning rental real estate, serving as an officer for a BNI chapter, and owning support companies. He also dedicates about half his time to Pinnacle Asset Management, which is related to his registered rep/IAR activities, and works at Pinnacle Financial Partners.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
LPL Financial LLC
April 2016 - November 2017 · 1 yr 7 mos
LPL Financial LLCBroker
April 2016 - November 2017 · 1 yr 7 mos
American Independent Securities Group, LLC
July 2010 - April 2016 · 5 yrs 9 mos
American Independent Securities Group, LLCBroker
July 2010 - April 2016 · 5 yrs 9 mos
Summit Financial Group INC
December 2009 - June 2010 · 6 mos
Summit Brokerage Services, INC.Broker
November 2009 - June 2010 · 7 mos
Investment Advisors
July 2008 - December 2009 · 1 yr 5 mos
Proequities, INC.Broker
January 2006 - December 2009 · 3 yrs 11 mos
Mutual Service CorporationBroker
July 2003 - December 2005 · 2 yrs 5 mos
Locust Street Securities, INC.Broker
January 2002 - July 2003 · 1 yr 6 mos
Bma Financial Services, INC.Broker
August 2000 - January 2002 · 1 yr 5 mos
Metlife Securities INC.Broker
November 1999 - September 2000 · 10 mos
Metropolitan Life Insurance CompanyBroker
November 1999 - September 2000 · 10 mos
Pruco Securities CorporationBroker
December 1997 - October 1999 · 1 yr 10 mos
State Registrations14 states
ALAZFLGAIAILMDMINCSCTNTXUTVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Dennis Latham - Financial Advisor | TrueAdvisor