Michael Vera is a registered investment advisor at LPL Financial LLC, based in St. John, IN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11030 96th Pl, St. John, IN, 46373
Get directionsHistory
Regulatory History (2)
Regulatory
March 2011Employment Separation After Allegations
August 2007Other Business Activities
Michael operates Oak Partners Inc. as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
First Colonial Securities Group, INC.Broker
Sterling Financial Investment Group, INC.Broker
Joseph Charles & Assoc., INC.Broker
Sal Financial Services, INC.Broker
Baxter Banks & Smith, LTD.Broker
Pruco Securities CorporationBroker
The Hamilton-Shea Group, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.