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Brian Walsh

27 Years of Experience
Los Angeles, CA
Broker

Brian Walsh is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 27 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
August 2014 - Present · 11 yrs 9 mos
Capital Client Group, INC.Broker
August 2014 - Present · 11 yrs 9 mos
Capital Client Group, INC.
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
Columbia Management Investment Distributors, INC.Broker
May 2010 - August 2014 · 4 yrs 3 mos
Columbia Management Investment Advisers, LLC
May 2010 - August 2014 · 4 yrs 3 mos
Bofa Advisors, LLC
October 2005 - May 2010 · 4 yrs 7 mos
Columbia Management Distributors, INC.Broker
April 2002 - May 2010 · 8 yrs 1 mo
Fidelity Brokerage Services LLCBroker
June 1997 - November 2000 · 3 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.