Matthew Potter
Matthew Potter is a registered investment advisor at MML Investors Services, LLC, based in Cincinnati, OH, with 26 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
8044 Montgomery Road, Suite 620, Cincinnati, OH, 45236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew owns Potter Companies, LLC, a retail sales and fitness marketing business, dedicating about 10-20% of his time. He also hosts a podcast and works as an entertainer (actor, comedian, and musician), spending minimal time on each of these activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
MML Investors Services, LLCBroker
AXA Advisors, LLCBroker
Capital Analysts, IncorporatedBroker
MML Investors Services, INC.Broker
Intersecurities, INC.Broker
Walnut Street Securities, INC.Broker
American Diversified Financial Group LLCBroker
American Investment Services, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.