Lorenzo Ruiz is a registered investment advisor at LPL Financial LLC, based in Mexia, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Mexia, TX
Get directionsHistory
Regulatory History (1)
Criminal
May 1990Other Business Activities
Lorenzo operates under two DBAs for his LPL business: Advancial Investment Services since 2014 and Centre Court Financial Services since 2018. Working under these DBAs takes Lorenzo a full-time commitment during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Comerica Securities
Comerica SecuritiesBroker
Touchstone Securities, INC.Broker
Bank United Securities CORP.Broker
Compass Brokerage, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.