James Clark
James Clark is a registered investment advisor at Private Advisor Group, LLC, based in Altamonte Springs, FL, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
419 Curry Ct, Altamonte Springs, FL, 32714
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed life insurance, mostly term and some UL policies, and occasionally places long-term care policies, dedicating minimal time to this. He also operates under several DBAs for his LPL business and provides investment advisory services through Private Advisor Group, spending nearly full-time on this activity. James also owns multiple rental properties.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
Mutual Service Corporation
Mutual Service CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Princor Financial Services CorporationBroker
State Registrations13 states
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