Michael Peasley is a CFA-designated registered investment advisor at Tone Capital, LLC, based in Richmond, VA, with 19 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 150 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$103.2M
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Location
4120 W. Broad Street, Richmond, VA, 23230
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tone Capital, LLC
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Sterling Capital Distributors, LLCBroker
December 2014 - June 2017 · 2 yrs 6 mos
Scott & Stringfellow, LLC
December 2010 - January 2013 · 2 yrs 1 mo
Scott & Stringfellow, LLCBroker
October 2010 - January 2013 · 2 yrs 3 mos
Scott & Stringfellow, INC.Broker
May 1999 - December 2004 · 5 yrs 7 mos
Scott & Stringfellow, INC.Broker
February 1999 - May 1999 · 3 mos
State Registrations1 state
VA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.