Dawne Ferland
Dawne Ferland is a registered investment advisor at St. Bernard Financial Services, INC., based in Union, KY, with 28 years of industry experience. Dawne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 841 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Location
Union, KY
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2006Employment Separation After Allegations
May 2005Other Business ActivitiesSells Insurance
Dawne operates branch offices for Woodstock Wealth Management, Inc. and St. Bernard Financial Services, Inc., spending minimal time on each. Dawne also sells non-securities insurance products as an agent for various insurance companies, dedicating a few hours per week.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.Broker
Woodstock Wealth Management, INC.
Previous Registrations
Woodstock Financial Group, INC.
Woodstock Financial Group, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.