Corrina Phillips
Corrina Phillips is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Olympia, WA, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2010 Caton Way SW, Percival Bldg. 11-Suite101, Olympia, WA, 98502
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2007Other Business Activities
Corrina is on the Board of Directors for Olympia WA Rotary and is also the President Elect, dedicating a few hours per week to each role. These activities are service-oriented and not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.