Corrina Phillips
Corrina Phillips is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Olympia, WA, with 29 years of industry experience. Corrina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
2010 Caton Way SW, Percival Bldg. 11-Suite101, Olympia, WA, 98502
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2007Other Business Activities
Corrina is on the Board of Directors for Olympia WA Rotary and is also the President Elect, dedicating a few hours per week to each role. These activities are service-oriented and not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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