Richard Cole
Richard Cole is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tyler, TX, with 27 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
6793 Old Jacksonville Hwy, Tyler, TX, 75703
Get directionsHistory
Regulatory History (1)
Regulatory
February 1999Other Business Activities
Richard owns a business at 709 Harlequin Dr. since 2000, but details are not provided. He also serves as a board member for Cole since January 2023, dedicating minimal time to this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Nationwide Securities, INC.Broker
Nationwide Securities, LLC
1717 Capital Management CompanyBroker
1717 Capital Management Company
Nationwide Securities, INC.Broker
Financial Network Investment CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.