Max Conde
Max Conde is a registered investment advisor at Nations Financial Group, INC., based in Cedar Rapids, IA, with 28 years of industry experience. Max operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,401 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nations Financial Group (NFGI) offers investment management services where fees are calculated as a percentage of the assets managed. These fees can vary depending on the specific advisor, client location, the types of investments, and the size of the account.
For individual portfolio management, pension consulting, and third-party manager programs, fees can be as high as 2.25% for discretionary and non-discretionary accounts. For all-inclusive wrap accounts, where transaction costs are included, fees can be up to 2.50%. For NFGI's 401k portfolios, fees range from 0.10% to 0.30%. NFGI Portfolios may have fees range up to a maximum of 1.50%.
Location
3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2005Customer Dispute
July 2003Other Business Activities
Max is the president of Conde Management Services, Inc., created for accounting purposes, and spends no time on it. He is also a board member of No Stone Unturned Foundation, a charitable organization, dedicating a few hours per week to consulting and fundraising, and president of Hawthorne Woods Homeowners Association, spending minimal time on oversight and dispute resolution.
Employment History
Current Registrations
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Previous Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.