DH
DH

David Harrison

27 Years of Experience
Austin, TX
Broker

David Harrison is a registered investment advisor at LPL Financial LLC, based in Austin, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

13620 N Fm 620, Bldg C Ste 200, Austin, TX, 78717

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 2 mos
LPL Financial LLC
May 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
May 2022 - October 2025 · 3 yrs 5 mos
Cuso Financial Services, L.P.
May 2022 - October 2025 · 3 yrs 5 mos
Cadaret, Grant & CO., INC.Broker
May 2022 - October 2025 · 3 yrs 5 mos
Next Financial Group, INC.Broker
May 2022 - October 2025 · 3 yrs 5 mos
Scf Securities, INC.Broker
May 2022 - September 2025 · 3 yrs 4 mos
Sorrento Pacific Financial, LLCBroker
May 2022 - September 2025 · 3 yrs 4 mos
Western International Securities, INC.Broker
May 2022 - September 2025 · 3 yrs 4 mos
VALIC Financial Advisors, INC.
July 2017 - February 2021 · 3 yrs 7 mos
VALIC Financial Advisors, INC.Broker
February 2002 - February 2021 · 19 yrs
The Variable Annuity Marketing CompanyBroker
August 1997 - March 2002 · 4 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Harrison - Financial Advisor | TrueAdvisor