James Nelson is a registered investment advisor, based in Princeton, NJ, with 28 years of industry experience.
Location
1 University Square Drive, Princeton, NJ, 08540
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Blackrock Investments, LLCBroker
September 2006 - Present · 19 yrs 8 mos
Blackrock Investment Management, LLC
September 2006 - Present · 19 yrs 8 mos
Blackrock Investments, LLC
September 2006 - Present · 19 yrs 8 mos
Previous Registrations
Merrill Lynch Investment Managers LP
April 2003 - September 2006 · 3 yrs 5 mos
Fam Distributors, INC.Broker
June 2001 - September 2006 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - May 2001 · 3 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.