Maria-Elena Villaflor is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
400 S. Hope St. Third Floor, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Maria-Elena is a VP and treasurer at American Business Bank since 2018, dedicating about a quarter of her time. She also operates under the DBA ABB Investments for her LPL business, spending about half her time on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
LPL Financial LLCBroker
LPL Financial LLC
Citicorp Investment Services
Citicorp Investment ServicesBroker
First Republic Securities Company, LLCBroker
Weiss, Peck & Greer, L.L.C.Broker
Linsco/private Ledger CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.