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Frank Fiore

Ameriprise Financial Services, LLC
29 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Frank Fiore is a registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 29 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

122 E 42nd St, Ste 2215, New York, NY, 10168

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frank owns multi-family real estate since 2003 and is a trustee on the board of directors for Fiore since 2020. He dedicates minimal time to the board of directors role.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
November 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2019 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2019 · 10 yrs 1 mo
Banc of America Investment Services, INC.
February 2009 - October 2009 · 8 mos
Banc of America Investment Services, INC.Broker
January 2009 - October 2009 · 9 mos
Citigroup Global Markets INC.Broker
December 2004 - January 2009 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - December 2004 · 7 yrs 5 mos
State Registrations5 states
CTFLGANJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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